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Section 17, Chapter 5: Surgical Treatment of Fractures – Anterior Treatment and Reconstructio

Timo Stubig, Michael Grevitt, Christian W. Mueller

INTRODUCTION

Thoracic and thoracolumbar injuries with significant vertebral comminution and/or ligamentous instability may result in mechanical instability or compression of neural elements. The optimal therapy for thoracolumbar and lumbar spine fractures is not clear. Although different countries and institutions claim to provide optimal care, the evidence is largely based on retrospective case series.1-3 Even for the common burst fracture, there is lack of consensus on whether to treat by surgery or by non-operative means.1-11 Several operative methods exist to achieve fracture reduction and fixation, but none of them has had a proven advantage in terms of patient outcome in comparison with the others.3

HISTORY OF ANTERIOR APPROACHES AND CURRENT CONCEPTS

Historically, the initial treatment of lumbar fractures involved prolonged bedrest, which has proven to be associated with a high mortality rate.12 Posterior stabilization techniques were developed to expedite rehabilitation.13-18 Problems of hardware failure and recurrence of deformity12,13,19,20 and persistent bony fragments in the spinal canal after posterior stabilization led to the development of anterior stabilization and decompression techniques.21-25 Paul et al.,26 Dunn and Kaneda,26-28 and McAffee and Bohlman21,29 were the earliest authors to publish studies of spinal stabilization for thoracolumbar fractures using an anterior approach.12 Combined anterior and posterior techniques were subsequently described with the aim to stabilize fractures in different planes and to prevent further adjacent segment degeneration and late kyphosis.30-42

McCormack et al.43 described the widely quoted “load-sharing” classification in 1994. Through that classification system, we can use CT images to assist in decision making, e.g., whether to do a posterior short segment fixation for less complex injuries or combined posterior and anterior fixation for more comminuted injuries.44

With the current upward trend of minimally invasive surgery (MIS) in all aspects of surgery, less invasive anterior techniques using thoracoscopy, laparoscopy or microscopy have evolved.45-55 The extreme lateral interbody fusion (XLIF) corprectomy (X-CORE) technique is a minimally invasive modification of the classic retroperitoneal approach to the lumbar spine and the XLIF procedure, which was first presented in 2001 by Pimenta56 and adopted by Ozgur et al. in 2006.57

Some authors have described a posterior approach based on degenerative spine surgery techniques. The combined anterior stabilization using the PLIF (Posterior lumbar interbody fusion) was first attempted by Cloward et al. in 195458 and later revised by Lin et al.59 Another technique, the TLIF (transforaminal interbody lumbar fusion) procedure,60-62 was first described by Harms et al. in 1992.63

INDICATIONS AND THERAPEUTIC OPTIONS

Therapeutic options for lumbar burst fractures or associated ligamentous injuries depend on radiological and clinical findings as well as comorbidities. These include:

  • Conservative treatment including bed rest, bracing or early mobilization;
  • Isolated dorsal stabilization (with or without decompression and with or without fusion, open or minimally invasive);
  • Isolated anterior stabilization; and
  • Combined anterior (cages, bone grafts, ns or rods) and posterior procedures (single or two-staged procedure).

General goals for surgery should include appropriate decompression of neural elements, facilitation of neurological recovery, restoration of the spinal alignment if comminuted and prevention of secondary loss of correction and restoration of spinal stability.64 Moreover instrumentation should be as short as biomechanically feasible and should allow rapid mobilization and rehabilitation to decrease problems of prolonged immobilization.65 While an anterior approach allows for direct visualization of the spinal canal during decompression and restoration of ventral load-bearing capacity through placement of a strut graft, plates or cages, dorsal fixation involves constructs that restore the dorsal tension band and three-point bending forces to the spine to resist progressive kyphosis and load sharing between anterior and posterior columns.64

There are several studies showing positive outcomes for every kind of treatment1,20,66-73 whereas better radiologic and biomechanically stable results are achieved with anterior and posterior fusion.35,70 Short segment instrumentation with pedicle screws placed only in the vertebrae above and below the fracture has been associated with a higher rate of construct failure ranging from 9 to 54%13,20,66,74-77 as well as an post-operative kyphosis ranging from 3° to 12°.12 For thoracolumbar fractures, the AO classification is widely used.56 While A1 and A2 fractures can be treated conservatively or with by posterior stabilization only, the optimal strategy for A3 and A4 is unclear.1,3,20,72,75,78-83

Overall anterior and posterior surgery is most often used in unstable burst fractures with severe bony destruction or discoligamentous injury.1,12,35,67,70,71,84,85 Whitesides86 wrote that single dorsal fusion in unstable vertebral body fractures with or without ligamentous instability may fail and recommended the support of the anterior column via an anterior approach using the ribs, fibula or tricortical iliac strut graft.87

Instability may be present if there was greater than 15 to 25° of local kyphosis,88,89 an interspinous widening of more than 7 mm,23,73,92 translational subluxation of more than 3 mm, significant comminution of the fractured vertebral body with reduced anterior vertebral body height of more than 50%12, 91 normal alignment of the facet joints.90

While AO type A3 fractures may be treated by posterior stabilization and anterior monosegmental fixation, A4 fractures (burst fractures) and A2 pincer fractures may be treated by bisegmental corpectomy and stabilization.92

For B1 fractures with pure bony rupture and B3 injuries, posterior stabilization may be sufficient, whereas as B2 and C fractures of the lumbar spine may be treated by combined anterior and posterior stabilization.92-94

However, anterior surgery alone may fail in cases with disrupted posterior stabilizing elements in B2 and C Type injuries.73 If a stand-alone anterior construct is planned, any disruption of posterior ligamentous structures should be excluded with the use of MRI (magnet resonance imaging).73,92

Furthermore a stable anterior construct with cage and the use of an fixed-angle stable plate may be used, and the surgeon has to keep in mind that sometimes, when doing surgery in a AO Type A injury, intraoperative an AO type B injury is found due to lengthening or disruption of the posterior tension band,91 which was not visible in preoperative MRI or CT.

In summary indications for anterior stabilizations include compromised load-bearing capacity of the ventral spine by fracture or, after decompression, disruption of dorsal ligaments and the tension band as shown by facet dislocation or fracture with instability in several planes. Other indications include delayed treatment of injuries, including late posttraumatic deformities, and anterior neural compression or incomplete spinal cord injury.87,95-98

Nevertheless, decision making should include patient’s biological age, clinical symptoms, occurrence of neurologic symptoms, co-morbidities such as cancer and osteoporosis, and infections and is further dependent on personal competencies, institutional facilities and/or regional circumstances.

TIMING OF SURGERY

Posterior stabilization represents the utilitarian approach for emergency procedures and may be applied to highly unstable AO type B and C injuries, as well as A3 and A4 injuries with neurologic impairment, given the necessity of immediate surgery.92 Ventral stabilization is usually done at a second stage after taking care of other injuries.

SURGICAL TECHNIQUES

Surgical techniques for anterior spine stabilization can be divided into one stage combined posterior stabilization with anterior cage implantation (PLIF or TLIF and lateral extracavitary approach (LECA)) and anterior procedures with anterior discectomy, decompression, corpectomy and stabilization.

One Staged Combined Anterior/Posterior Procedures

PLIF/TLIF

For both procedures, the patient is placed in prone position on a radiolucent operation table.63 A standard posterior midline approach is used to access the vertebrae with preservation of the supraspinous and interspinous ligaments and subperiosteal exposure of the spine. Pedicle screws are inserted in the appropriate vertebrae. For the TLIF procedure, the pars interarticularis is removed, and a hemifacetectomy performed. For the PLIF procedure for the levels L3–S1, the approach should be extended to the superior articular process and resection of the lower part of the inferior articular process of the upper vertebra performed. At the thoracolumbar junction the articular processes have to be completely resected in order to access the disc space via the foramina.87 In both cases the dural sac is identified and carefully retracted no further than the midline in the lumbar region. The disc space and the retro-pulsed bony fragment are identified.87 After identification of the lower and upper nerve root, a discectomy is performed. Occasionally, endplate osteophytes need to be removed. After decortication of the endplate, the next step is a distraction of the disc space. In the prepared space, either previously acquired cortical bone grafts from the posterior iliac crests61,87 or cages filled with autologous cancellous bone from the iliac crest may be inserted.99 After that, the distraction is relaxed, and rods, contoured to the appropriate size and angle, are attached to the pedicle screws.99 The intervertebral space is then slightly compressed, and the screws are tightened. Finally, an interspinous and interlaminar spondylodesis is usually performed in the open technique.67,87,100

Although there are various reports about minimal invasive percutaneous pedicle screw placement for trauma cases101-103 and MIS TLIF for degeneration,104-106 there is no evidence based data available describing minimal invasive TLIF procedures in trauma.

LECA

The lateral extracavitary approach (LECA) was introduced by Capener107 and modified by Larson et al.108 Following a semicircular skin incision of with a radius of 10-12 cm, including the resection of the transversus process, the costotransverse joint, the pedicle and at least one rib,109 it offers the advantage of single stage, single incision, ventral and dorsal exposure and stabilization of the spine64 and also the theoretical benefit of reduced patient morbidity because of the avoidance of a second procedure. Nevertheless, its application in spine trauma is limited to special cases.

Anterior Procedures

Anterior spine surgery usually follows the same steps, only differing in the approaches to the anterior approaches depending on the anatomic level. The approaches can be divided in approaches to the thoracolumbar junction (Th10-L1) and those of the lumbar region (L3-S1). Anterior approaches to L2 are different; the right approach is based on specific anatomical conditions and borrows techniques from the levels above and below.110

Almost all surgical procedures follow the same surgical steps:

  • Surgical Approach,
  • Discectomy,
  • Partial corpectomy/ corpectomy, and
  • Stabilization.

Discectomy

Discectomy is always performed before removal of the vertebral body, because it allows visualization the upper and lower limit of the spinal canal. In the case of a partial corpectomy, i.e. for monosegmental fusion, discectomy is performed for the disc adjacent to the fractured end plate. For a complete corpectomy with bisegmental fusion, the disc of both adjacent intervertebral spaces has to be removed.111

Partial or total corpectomy

Prior to corpectomy, the segmental vessels have to be identified. In some cases, these might already be disrupted due to trauma; however, these should be ligated in the midline of the vertebral body. Following that, a corpectomy or partial corpectomy is performed. Starting with the fractured portion with a combination of rongeurs and osteotomes, a rim of the vertebral body is left anteriorly to facilitate fusion. The anterior longitudinal ligament is regularly spared in acute fracture cases. In older fractures (over 4 weeks) or in malunions, a complete release of the anterior longitudinal ligament and circumferential annular release may be necessary to regain anterior alignment.12 The posterior portion of the vertebral body is removed with a burr. After this the posterior wall is resected, and the spinal canal decompressed by removing retropulsed bone fragments. The excavated bone fragments should be reserved for later bone fusion.111

Stabilization

Anterior column reconstruction and stabilization of the vertebral body following a partial corpectomy can be performed using an autograft or allograft (Fig. 5-1), strut graft combined with a plate (Fig. 5-2) or a synthetic or metallic cage (Fig. 5-3, expandable or non-expandable or Fig. 5-4). For complete corpectomies, usually expandable cages filled with cancellous bone and material from the comminuted vertebral fracture or the removed rib or an expendable cage with anatomic endplate and lateral addition of the previously prepared cancellous bone is used.111 While the autograft solution, sometimes combined with a cage may be used for A3 fractures with partial corprectomy in younger patients, older patients or those that require more extensive corprectomy may be treated more often with the use of an expendable cage (Fig. 5-3 and 5-4).73

FIGURE 5-1. In this case, we present a 37 year old patient with a type AO Type B2 injury. The 12/L1 and A3 burst fracture was treated by two staged posterior instrumentation and decompression as well as with anterior thoracoscopic partial corpectomy and tricortical pelvic bone graft Th12/L1. The procedure was uneventful.
FIGURE 5-2. A 35 year old patient after vehicle crash with a AO Type 3 fracture at L2 and A1 fracture at T11. Treated two stage with posterior pedicle screws and mini-lumbotomy, autograft from the iliac crest and stabilization with plate. The procedure was uneventful.

FIGURE 5-3. Mini lumbotomy in a 25 year old, AO type C injury L1/2 patient and complete burst fracture LWK 2 and split fracture LWK 1 as well as partial spinal canal stenosis, trauma dura tear and transversus process fractures L1-3. The neurological status was ASIA B.
The patient was treated by two staged posterior first and later anterior lumbar spine surgery with mini open lumbotomy, corpectomy and cage implantation as well as addition of cancellous bone laterally.
FIGURE 5-4. A 55 year old patient with an AO type A4 fracture, no neurologic dysfunction.
Two staged procedure with percutaneous posterior stabilization and minimal invasive X-CORE procedure after 6 weeks. The procedure was uneventful.

Approaches

As previously described, there are different approaches depending on the anatomic height of the affected vertebral bodies. For the thoracolumbar junction (Th10-L1/2), usually a right or left sided thoracotomy can be used in the classic open or mini-open approach as well as thoracoscopic approaches. In special occasions, a thoraco phrenolumbotomy is performed.

For lumbar anterior stabilization between levels L2 and L5, usually an open lumbotomy suffices for most injuries, while a mini lumbotomy or XLIF approach is used in special cases. At the lumbosacral junction a retroperitoneal approach in supine position with a classic abdominal midline incision or mini-open procedure may be used,111 although there is no description for the use of this technique in trauma in the literature.

Surgical technique thoracolumbar junction

Thoracotomy and thoracoscopic procedures are can be performed to L2, whereas below L2 level a mini-lumbotomy may be necessary, which is described in the previous section. Nevertheless, in the recent years, mini-open or endoscopic procedures have gained popularity.92,112 The procedure can be performed in prone or lateral position with lateral position being the standard position.112 The left hip is flexed to decrease psoas tension, and a pillow is placed between the legs.12

The side of the approach (right or left side) can be decided based upon the location of the major vessels, which can be identified by the preoperative CT scan, with left side being preferred for the thoracolumbar region.12

Anaesthetic preparations include venous and artery catheters and a double lumen tube. After positioning on the table, fluoroscopic x-rays are obtained to assure free c-arm flouroscopy movement. Under radiologic control, the injured segments are marked on the skin. For the thoracoscopic procedure (see Fig. 5-1), usually 3 or 4 small incisions (1x 3.5 cms long, the rest usually 1-2 cms are used, the location is usually dependent on the surgeon’s preferences. The first incision is performed by preparation whereas the other 3 incisions are performed under thoracoscopic control.

For thoracotomy the incision is carried out from postero-superiorly around the angle of the scapula, obliquely sloping to antero-inferiorly.111 The length of the incision depends on many factors (e.g., number, location and classification of fractures; obesity of the patient; previous thoracic operations) and should be planned to be two levels above the fractured level.111 After incision of the subcutaneous fat, sometimes the dissection and removal of a rib is necessary, which should be used for later bone grafting.111 After that, the pleura is cut, and the lung is retracted. For L1 and L2 levels, a diaphragm split is usually performed.112 Then, subperiosteal exposure of the lateral aspect of the vertebral body is performed from the midline anteriorly to the lateral aspect of the pedicle posteriorly.12 After decompression, corpectomy and stabilization of the vertebral body, a thorax drain is inserted.

For the thoraco phrenolumbotomy, the incision is usually centered over the fractured vertebra after identification with the c-arm. The length of the incision depends on many factors, and it is made over a rib, usually the rib attached to the vertebra two levels above the fractured vertebra.111 After the skin incision, chest and abdominal muscles distal to the costal cartilage are incised with cautery. The latissimus dorsi can usually be spared by retracting it posteriorly. The rib is exposed subperiosteally and usually resected and saved for subsequent bone grafting. The pleura parietalis is opened posteriorly, and the lung exposed. At the anterior part of the incision, the three muscle layers of the abdominal wall are split and the retroperitoneal cavity is exposed. For access to the T12/L1 junction, the diaphragm has to be cut close to the chest wall.111 The diaphragm is then retracted anteriorly to join the retroperitoneal space and the intrapleural cavity. There is no need for lung collapse on the side of surgery. To expose vertebrae below L1, the peritoneum is retracted anteriorly, and the lumbotomy is performed.111

Surgical technique lumbar region

For the lumbotomy, in lateral position, as well as for other approaches, the incision depends on the fracture level, which should be correlated with preoperative and c-arm imaging. Overall, three vertebrae can be easily accessed. The subcutaneous tissue and the fascia as well as the three abdominal wall muscles, the external abdominal oblique muscle, the internal abdominal oblique muscle and the transverse abdominal muscle are incised. The incision should subperiosteally expose the distal 5 cm of the 12th rib, which is excised afterwards. After incision of the transversalis fascia, the retroperitoneal fat is visible as a landmark to the retroperitoneal space. The peritoneum has to be mobilized until the psoas muscle is exposed, which is then retracted and mobilized. After dissection of the segmental vessels and the intervertebral disc space, the vertebral body above and below the fractured vertebra should be exposed.111 Care must be taken of the common iliac vessels, especially at the level of L4 and below.

For the mini-lumbotomy (see illustrative case in Fig. 5-3), the fractured vertebra and the adjacent vertebrae are marked on the skin with c-arm fluoroscopy in lateral position. Specific instruments, i.e., a self-retaining retractor system and implants, are needed. For bisegmental stabilization, the incision runs from the posterior edge of the lower end plate of the vertebral body above the fracture to the anterior edge of the upper endplate of the fractured vertebra. For a monosegmental stabilization, the incision runs from the midpoint of the posterior wall of the vertebral body above the fracture to the midpoint of the anterior wall of the vertebral body below the fracture.

The incision is performed in the same way as the classic lumbotomy. After release of the psoas muscle and retraction, a self-retaining retractor system is positioned, and, after the ligature of the vessels and discectomy, the corpectomy is performed. For transmuscular incision of the psoas and retraction, neuromonitoring is recommended.

For the extreme lateral interbody fusion (XLIF or X-Core, see Fig. 5-4), the patient is placed in right lateral position with the left side elevated and flexed to increase the distance between the iliac crest and the rib cage. With c-arm flouroscopy, a k-wire and lateral fluoroscopic image are used to identify the vertebra’s mid-point. One skin mark is made on the patient’s lateral side, over the affected vertebra, and a second mark posterior to this first mark at the border between the erector spinae muscles and the abdominal obliques. At this second mark, a longitudinal incision of about 2 cm is made to accommodate the surgeon’s index finger which is inserted anteriorly through the muscle layers to identify the retroperitoneal space.

After accessing the retroperitoneal fat, the index finger is turned towards the skin, and a skin incision is made. An initial dilatator is introduced, the psoas muscle is dissected with neuromonitoring control57 between the middle and anterior third of the muscle, ensuring that the nerves of the lumbar plexus are located posteriorly and outside the operative corridor. C-Arm images should confirm the definitive position. Other dilatators with increasing diameters are introduced; after the final dilatator, a retractor system is positioned. After vessel ligature, the vertebral body can be exposed.57

Complications in Anterior Lumbar Spine Surgery

Overall, the combined rate of complications after posterior and anterior was reported to be up to 50%,113 while other authors in recent years report a cumulative complication rate of 10-16%.1,22 PLIF and TLIF procedures are to be associated with a high overall of complication, up to 25% for the PLIF procedure.99 Furthermore significant rate of neurologic injury secondary to the retraction and manipulation of the neural elements that are required to access the disc space in up to 10% of the cases as well as implant failure is described for the PLIF procedure.65,114,115

In anterior spine surgery, general complications include infection, thrombosis, lung artery embolus, non-fusions, loss of reduction with or without implant dislocation, cosmetic changes, persistent pain or neurology as well as pneumonia, postoperative ileus.116 One of the most dramatic complications overall is bleeding of big vessels, i.e., aortic bleeding; while bleeding of the iliac vessels also needs immediate treatment,117, 118 these have a single complication rate of up to 15% of the cases of anterior lumbar surgery.

Although approach morbidity decreased with the evolution of minimally invasive surgery, there are still some typical complications for anterior spine surgery. Typical complications for thoracotomy, thoracoscopic procedures or lumbotomy with incision of the diaphragm include pleura effusion, haemothorax or pneumothorax, dura leakage and respiratory insufficiency as well as empyema. Furthermore, damage to the kidneys, spleen, liver or intestine117 can occur.116

For retroperitoneal approaches like lumbotomy and XLIF/X-Core, specific complications such as postoperative pain and weakness in the M. psoas with transient numbness along the genitofemoral nerve are described as well as other injuries to the lumbar plexus57, 119, 120 including retrograde ejaculation.121 More complications for these procedures are abdominal wall hernia, lymphocele and ureter injury.116, 122

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